Regulatory support that connects strategy to execution.
From market entry through mature assurance, 360 Compliance Consulting Limited helps firms build regulatory frameworks that are proportionate, operational and capable of standing up to scrutiny.
Regulatory Authorisation & Market Entry
Get the regulatory architecture right before the application becomes the problem.
View service →- Regulatory perimeter and permissions
- Readiness assessment
- Business plan and financial assumptions
- Governance and accountability
- Policy and procedure suite
- Regulator questions and interview preparation
AML, Sanctions & Financial Crime
Build a risk-based financial crime framework that reflects the actual customer, product, geography and transaction profile.
View service →- Enterprise / business-wide risk assessment
- KYC, CDD and EDD
- PEP/HIO and beneficial ownership
- Transaction monitoring
- Sanctions and terrorist property controls
- Regulatory reporting and training
Independent Compliance Audit & Assurance
Test design, implementation and operating effectiveness using evidence - not assumptions.
View service →- Independent AML effectiveness reviews
- Compliance health checks
- Thematic reviews
- Customer / transaction sample testing
- Control effectiveness testing
- Risk-rated findings and remediation plans
Compliance Frameworks & Policy Design
Create governance, policies and control documentation that people can actually operate.
View service →- Compliance governance
- Policies and procedures
- Risk methodology
- Compliance monitoring programme
- Registers and regulatory calendars
- Board and management reporting
Payments, MSB & RPAA Compliance
Specialist support for payment institutions, e-money firms, money services businesses and Canadian PSPs.
View service →- FCA payment/e-money applications
- FINTRAC MSB compliance programmes
- Bank of Canada RPAA frameworks
- Safeguarding
- Operational risk and incident response
- Independent effectiveness review
Ongoing & Fractional Compliance Support
Add senior compliance capacity without losing ownership of the function.
View service →- Compliance Officer / MLRO support
- Regulatory change
- Policy maintenance
- Monitoring and MI
- Regulatory returns support
- Ad-hoc senior advisory
Remediation, Transformation & Training
Move from findings to sustainable change with practical remediation and targeted capability building.
View service →- Remediation programme design
- Regulatory response support
- CDD remediation
- Control redesign
- Role-based training
- Board and senior management briefings